Personnel SFC Licences and HKMA Registrations (ID 2504766)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2024-10-15	-
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2024-10-15	-
Everbright Securities Digital Finance (HK) Limited	Rep	Dealing in securities	2024-10-15	-
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2024-10-15	-
Protocol Asset Management (HK) Limited	Rep	Asset management	2022-12-28	2024-03-29
Mirae Asset Capital (China) Limited	Rep	Advising on securities	2021-10-05	2022-06-17
	Rep	Asset management	2021-10-05	2022-06-17
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED	Rep	Advising on securities	2021-10-05	2022-06-17
	Rep	Asset management	2021-10-05	2022-06-17
MIB FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2019-01-03	2021-09-10
MIB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2017-12-11	2021-09-10
Quam Securities Limited	Rep	Dealing in futures contracts	2015-11-25	2017-01-29
	Rep	Dealing in securities	2015-11-25	2017-01-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.