Dumoulin-Smith, Julien Patrick

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Advising on securities	2024-12-09	-
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2023-08-18	2023-08-22
	Rep	Advising on securities	2018-06-22	2018-06-25
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2015-11-25	2015-11-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Advising on securities	2024-12-09	-
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2023-08-18	2023-08-22
	Rep	Advising on securities	2018-06-22	2018-06-25
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2015-11-25	2015-11-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.