Personnel Hong Kong SFC License Details (ID 2504770)

Personnel Hong Kong SFC License Details (ID 2504770)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	Rep	Dealing in securities	2018-08-16	-
	Rep	Advising on securities	2018-06-01	-
	Rep	Asset management	2018-06-01	-
YUE XIU FUTURES COMPANY LIMITED	Rep	Advising on futures contracts	2016-07-26	2018-05-10
	Rep	Dealing in futures contracts	2016-07-26	2018-05-10
YUE XIU SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2016-07-26	2018-05-10
YUE XIU FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2015-11-25	2016-07-01