Personnel SFC Licences and HKMA Registrations (ID 2505392)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LOMBARD ODIER (HONG KONG) LIMITED	Rep	Advising on securities	2026-05-04	-
	Rep	Dealing in securities	2026-05-04	-
LaSalle Investment Management Hong Kong Limited	Rep	Dealing in securities	2015-11-26	2019-01-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.