Personnel SFC Licences and HKMA Registrations (ID 25054811)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Securities (International) Brokerage Company Limited	RO	Advising on securities	2020-10-30	-
	RO	Dealing in securities	2020-10-30	-
China Securities (International) Corporate Finance Company Limited	RO	Advising on corporate finance	2020-10-30	-
	RO	Dealing in securities	2020-10-30	-
China Securities (International) Brokerage Company Limited	Rep	Advising on securities	2020-08-27	2020-10-30
	Rep	Dealing in securities	2020-08-27	2020-10-30
China Securities (International) Corporate Finance Company Limited	Rep	Advising on corporate finance	2020-08-27	2020-10-30
	Rep	Dealing in securities	2020-08-27	2020-10-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.