Personnel Hong Kong SFC License Details (ID 2506836)

Personnel Hong Kong SFC License Details (ID 2506836)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CoreView Capital Management Limited	RO	Asset management	2025-12-03	-
	Rep	Asset management	2020-11-06	2025-12-03
SUMITOMO MITSUI DS ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Dealing in securities	2020-01-14	2020-10-24
	Rep	Advising on securities	2019-10-01	2020-10-24
	Rep	Asset management	2019-10-01	2020-10-24
SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2018-04-11	2019-09-30
	Rep	Asset management	2018-04-11	2019-09-30
Leo Capital Corp (Hong Kong) Limited	Rep	Advising on securities	2017-01-17	2018-03-29
	Rep	Asset management	2017-01-17	2018-03-29
CAIDAO CAPITAL LIMITED	Rep	Advising on securities	2015-11-30	2017-01-03
	Rep	Asset management	2015-11-30	2017-01-03