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Personnel Hong Kong SFC License Details (ID 2506847)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
RC Futures Advisory Limited
RO
Advising on securities
2019-11-01
2022-12-31
KGI ASIA LIMITED
Rep
Dealing in securities
2017-10-03
2019-10-24
Rep
Dealing in securities
2015-11-30
2017-10-02