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Sarma, Sudeep Kumar Hong Kong SFC License Details (ID 2508235)
Sarma, Sudeep Kumar
SFC ID:
BGP663
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
BARCLAYS CAPITAL ASIA LIMITED
RO
Advising on securities
2016-01-12
2020-01-16
Rep
Advising on securities
2015-12-02
2016-01-12