Personnel SFC Licences and HKMA Registrations (ID 25085382)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMBC SECURITIES COMPANY LIMITED	Rep	Advising on securities	2024-12-03	-
	Rep	Dealing in securities	2024-12-03	-
BOCI SECURITIES LIMITED	Rep	Advising on securities	2021-11-03	2024-10-29
	Rep	Dealing in securities	2021-11-03	2024-10-29
China Securities (International) Brokerage Company Limited	Rep	Advising on futures contracts	2021-06-29	2021-09-23
	Rep	Advising on securities	2021-06-29	2021-09-23
	Rep	Dealing in futures contracts	2020-11-19	2021-09-23
	Rep	Dealing in securities	2020-09-04	2021-09-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.