Personnel SFC Licences and HKMA Registrations (ID 25094294)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MARSHALL WACE ASIA LIMITED	Rep	Asset management	2023-07-31	-
FIDELITY MANAGEMENT &AMP; RESEARCH (HONG KONG) LIMITED (TRADING AS FIDELITY INVESTMENTS)	Rep	Advising on securities	2020-09-07	2023-06-27
	Rep	Asset management	2020-09-07	2023-06-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.