Personnel SFC Licences and HKMA Registrations (ID 25094299)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Dream Peak Capital Limited	Rep	Asset management	2025-07-18	-
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2020-09-07	2022-02-20
	Rep	Dealing in securities	2020-09-07	2022-02-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.