Personnel Hong Kong SFC License Details (ID 2510207)

Personnel Hong Kong SFC License Details (ID 2510207)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AMPLE CAPITAL LIMITED	RO	Advising on corporate finance	2025-05-06	2026-03-19
	Rep	Advising on corporate finance	2025-04-23	2025-05-06
Arta Asset Management Limited	Rep	Advising on securities	2025-01-27	2025-02-08
	Rep	Dealing in securities	2025-01-27	2025-02-08
Arta Corporate Advisory Limited	RO	Advising on corporate finance	2023-12-04	2025-02-08
	Rep	Advising on corporate finance	2023-10-18	2023-12-04
AMPLE CAPITAL LIMITED	RO	Advising on corporate finance	2021-10-05	2023-09-08
Alpha Financial Group Limited	Rep	Dealing in securities	2015-12-07	2019-08-30
AMPLE CAPITAL LIMITED	Rep	Advising on corporate finance	2015-12-07	2021-10-05