| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2025-12-09 | - |
| Rep | Dealing in securities | 2025-12-09 | - | |
| Goldhorse Securities Limited | Rep | Advising on securities | 2023-09-29 | - |
| Rep | Dealing in securities | 2023-09-29 | - | |
| FORTHRIGHT SECURITIES COMPANY LIMITED | Rep | Advising on futures contracts | 2021-04-08 | 2023-08-24 |
| Rep | Advising on securities | 2021-04-08 | 2023-08-24 | |
| Rep | Dealing in futures contracts | 2021-03-16 | 2023-08-24 | |
| Rep | Dealing in securities | 2021-03-16 | 2023-08-24 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-08-14 | 2021-01-13 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2019-08-14 | 2021-01-13 |
| Golden Hen Securities and Futures Limited | Rep | Dealing in futures contracts | 2017-09-29 | 2019-06-30 |
| Rep | Dealing in securities | 2017-09-29 | 2019-06-30 | |
| FOUNDER FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-07-07 | 2017-09-17 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-12-07 | 2017-09-17 |
No HKMA registrations in the collected records.