Personnel Hong Kong SFC License Details (ID 2510214)

Personnel Hong Kong SFC License Details (ID 2510214)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED	Rep	Advising on securities	2025-12-09	-
	Rep	Dealing in securities	2025-12-09	-
Goldhorse Securities Limited	Rep	Advising on securities	2023-09-29	-
	Rep	Dealing in securities	2023-09-29	-
FORTHRIGHT SECURITIES COMPANY LIMITED	Rep	Advising on futures contracts	2021-04-08	2023-08-24
	Rep	Advising on securities	2021-04-08	2023-08-24
	Rep	Dealing in futures contracts	2021-03-16	2023-08-24
	Rep	Dealing in securities	2021-03-16	2023-08-24
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2019-08-14	2021-01-13
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2019-08-14	2021-01-13
Golden Hen Securities and Futures Limited	Rep	Dealing in futures contracts	2017-09-29	2019-06-30
	Rep	Dealing in securities	2017-09-29	2019-06-30
FOUNDER FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2016-07-07	2017-09-17
FOUNDER SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2015-12-07	2017-09-17