Personnel Hong Kong SFC License Details (ID 2510227)

Personnel Hong Kong SFC License Details (ID 2510227)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2021-06-17	2022-12-30
	Rep	Advising on securities	2021-06-17	2022-12-30
	Rep	Dealing in securities	2021-06-17	2022-12-30
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2021-06-17	2022-12-30
FORTUNE (HK) SECURITIES LIMITED	Rep	Dealing in securities	2017-09-01	2021-05-28
FORTUNE FINANCIAL CAPITAL LIMITED	Rep	Advising on corporate finance	2017-09-01	2021-05-28
SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED	Rep	Advising on corporate finance	2015-12-07	2017-08-06
	Rep	Advising on securities	2015-12-07	2017-08-06
	Rep	Dealing in securities	2015-12-07	2017-08-06