Personnel SFC Licences and HKMA Registrations (ID 2510888)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2026-10-12	-
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2017-08-10	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2017-08-10	-
SDIC SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2015-12-08	2017-07-22
SDIC SECURITIES FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2015-12-08	2017-07-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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