Personnel Hong Kong SFC License Details (ID 2510901)

Personnel Hong Kong SFC License Details (ID 2510901)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2022-08-08	-
	Rep	Advising on securities	2022-08-08	-
	Rep	Dealing in securities	2022-08-08	-
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2022-08-08	2024-03-04
	Rep	Advising on securities	2022-08-08	2024-03-04
	Rep	Dealing in securities	2022-08-08	2024-03-04
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on corporate finance	2020-09-24	2022-05-13
	Rep	Advising on securities	2020-09-24	2022-05-13
	Rep	Dealing in securities	2020-09-24	2022-05-13
S&AMP;P GLOBAL RATINGS HONG KONG LIMITED	Rep	Providing credit rating services	2015-12-08	2020-07-10