| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| China Everbright Global Investment Advisors Company Limited | RO | Advising on securities | 2026-08-11 | - |
| RO | Dealing in securities | 2026-08-11 | - | |
| Rep | Advising on securities | 2021-07-30 | 2026-08-11 | |
| Rep | Dealing in securities | 2021-07-30 | 2026-08-11 | |
| Rep | Advising on corporate finance | 2021-07-30 | 2026-08-26 | |
| SMBC NIKKO SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2020-12-08 | 2021-06-05 |
| Rep | Advising on securities | 2020-12-08 | 2021-06-05 | |
| Rep | Dealing in securities | 2020-12-08 | 2021-06-05 | |
| MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2017-07-06 | 2020-11-13 |
| Rep | Advising on securities | 2017-07-06 | 2020-11-13 | |
| Rep | Dealing in securities | 2017-07-06 | 2020-11-13 | |
| ABCI CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-12-10 | 2015-12-12 |
| Rep | Dealing in securities | 2015-12-10 | 2015-12-12 |
No HKMA registrations in the collected records.