Personnel Hong Kong SFC License Details (ID 2512072)

Personnel Hong Kong SFC License Details (ID 2512072)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Everbright Global Investment Advisors Company Limited	RO	Advising on securities	2026-08-11	-
	RO	Dealing in securities	2026-08-11	-
	Rep	Advising on securities	2021-07-30	2026-08-11
	Rep	Dealing in securities	2021-07-30	2026-08-11
	Rep	Advising on corporate finance	2021-07-30	2026-08-26
SMBC NIKKO SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	2020-12-08	2021-06-05
	Rep	Advising on securities	2020-12-08	2021-06-05
	Rep	Dealing in securities	2020-12-08	2021-06-05
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2017-07-06	2020-11-13
	Rep	Advising on securities	2017-07-06	2020-11-13
	Rep	Dealing in securities	2017-07-06	2020-11-13
ABCI CAPITAL LIMITED	Rep	Advising on corporate finance	2015-12-10	2015-12-12
	Rep	Dealing in securities	2015-12-10	2015-12-12