Personnel Hong Kong SFC License Details (ID 2512092)

Personnel Hong Kong SFC License Details (ID 2512092)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BGC SECURITIES (HONG KONG) LLC	Rep	Dealing in futures contracts	2021-04-19	-
	Rep	Dealing in securities	2021-04-19	-
GFI (HK) SECURITIES L.L.C.	Rep	Providing automated trading services	2019-03-18	-
	Rep	Dealing in futures contracts	2019-02-25	-
	Rep	Dealing in securities	2019-02-25	-
Marex Financial Services Hong Kong Limited	Rep	Dealing in futures contracts	2017-08-08	2018-10-05
	Rep	Dealing in securities	2017-08-08	2018-10-05
Vantage Capital Markets HK Limited	Rep	Dealing in futures contracts	2015-12-10	2016-06-28
	Rep	Dealing in securities	2015-12-10	2016-06-28