Personnel Hong Kong SFC License Details (ID 25125443)

Personnel Hong Kong SFC License Details (ID 25125443)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2026-03-30	-
	Rep	Dealing in futures contracts	2026-03-30	-
	Rep	Dealing in securities	2026-03-30	-
CICC US Securities (Hong Kong) Limited	Rep	Dealing in securities	2023-04-28	2025-12-18
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	Rep	Dealing in futures contracts	2020-09-14	2026-02-11
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2020-09-14	2026-02-11
	Rep	Dealing in securities	2020-09-14	2026-02-11