Personnel Hong Kong SFC License Details (ID 2512749)

Personnel Hong Kong SFC License Details (ID 2512749)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Phoenician Limited (HK)	RO	Advising on securities	2026-08-18	-
	RO	Asset management	2026-08-18	-
Phoenician Securities Limited	RO	Dealing in securities	2026-08-18	-
ORIENT SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2019-09-09	2023-06-26
	Rep	Dealing in securities	2017-08-25	2019-09-09
CMB International Capital Limited	Rep	Dealing in securities	2016-07-12	2017-05-12
	Rep	Advising on corporate finance	2016-04-15	2017-05-12
CMB International Securities Limited	Rep	Dealing in securities	2015-12-11	2016-07-12