Personnel SFC Licences and HKMA Registrations (ID 25133842)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Gulf Line Capital Advisors Limited	Rep	Advising on securities	2021-04-15	-
	Rep	Asset management	2021-04-15	-
First Prosperous Asset Management Company Limited	Rep	Advising on securities	2020-09-15	2021-03-07
	Rep	Asset management	2020-09-15	2021-03-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.