Personnel SFC Licences and HKMA Registrations (ID 25133852)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SG SECURITIES (HK) LIMITED	Rep	Dealing in futures contracts	2022-10-18	-
	Rep	Dealing in securities	2022-10-18	-
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2020-09-15	2022-08-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.