Personnel SFC Licences and HKMA Registrations (ID 25133903)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citadel Asia Limited	Rep	Asset management	2025-07-14	-
PineBridge Investments Asia Limited	Rep	Advising on securities	2022-05-25	2025-06-13
	Rep	Asset management	2022-05-25	2025-06-13
	Rep	Dealing in securities	2022-05-25	2025-06-13
PineBridge Investments Hong Kong Limited	Rep	Asset management	2022-05-25	2025-06-13
	Rep	Dealing in securities	2022-05-25	2025-06-13
VALUE PARTNERS HONG KONG LIMITED	Rep	Advising on securities	2020-09-15	2022-05-24
	Rep	Asset management	2020-09-15	2022-05-24
	Rep	Dealing in securities	2020-09-15	2022-05-24
VALUE PARTNERS LIMITED	Rep	Advising on securities	2020-09-15	2022-05-24
	Rep	Asset management	2020-09-15	2022-05-24
	Rep	Dealing in securities	2020-09-15	2022-05-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.