Personnel SFC Licences and HKMA Registrations (ID 25139740)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED	Rep	Advising on securities	2023-03-23	-
	Rep	Asset management	2023-03-23	-
	Rep	Dealing in securities	2023-03-23	-
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2020-09-16	2022-09-24
	Rep	Dealing in securities	2020-09-16	2022-09-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.