Personnel Hong Kong SFC License Details (ID 2514061)

Personnel Hong Kong SFC License Details (ID 2514061)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Advising on securities	2026-05-29	-
	Rep	Dealing in securities	2026-05-29	-
FOUNDER FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2020-06-03	2021-01-15
FOUNDER SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2020-06-03	2021-01-15
	Rep	Advising on securities	2020-03-19	2021-01-15
SEASON ASSET MANAGEMENT LIMITED	RO	Advising on securities	2019-04-30	2020-01-17
	RO	Asset management	2019-04-30	2020-01-17
ARK GROUP HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2017-01-18	2018-09-07
	Rep	Asset management	2017-01-18	2018-09-07
	Rep	Dealing in securities	2017-01-18	2018-09-07
ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2015-12-15	2017-01-03
	Rep	Asset management	2015-12-15	2017-01-03