Personnel Hong Kong SFC License Details (ID 2514064)

Personnel Hong Kong SFC License Details (ID 2514064)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CNI Securities Group Limited	Rep	Advising on securities	2020-11-06	2022-07-15
	Rep	Dealing in securities	2020-11-06	2022-07-15
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	Rep	Advising on securities	2020-09-11	2020-10-09
	Rep	Dealing in securities	2020-09-11	2020-10-09
Pearl Bridge Securities Limited	Rep	Advising on securities	2019-07-02	2020-07-18
	Rep	Dealing in securities	2019-07-02	2020-07-18
GPB Financial Services Hong Kong Limited	RO	Advising on securities	2015-12-15	2018-12-31
	RO	Dealing in securities	2015-12-15	2018-12-31