| ICBC (Asia) Trustee Company Limited | Rep | personnel.sfcLicenses.activities.13 | 2026-07-06 | - |
| BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2021-12-22 | 2025-09-20 |
| Rep | Dealing in securities | 2021-12-22 | 2025-09-20 |
| iTrade Securities Investment Limited | Rep | Advising on securities | 2021-01-27 | 2021-12-01 |
| Rep | Dealing in securities | 2020-07-06 | 2021-12-01 |
| Sun Growth Futures Limited | Rep | Dealing in futures contracts | 2018-10-03 | 2019-02-28 |
| SUN GROWTH SECURITIES LIMITED | Rep | Dealing in securities | 2018-05-03 | 2020-06-12 |
| FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-11-10 | 2018-04-20 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2016-11-10 | 2018-04-20 |
| I-ACCESS INVESTORS LIMITED | Rep | Dealing in futures contracts | 2015-12-16 | 2016-11-03 |
| Rep | Dealing in securities | 2015-12-16 | 2016-11-03 |