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Personnel Hong Kong SFC License Details (ID 2514673)
Personnel
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SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
MOODY'S ESG SOLUTIONS HONG KONG LIMITED
RO
Advising on securities
2021-02-18
2022-11-06
NATIXIS ASIA LIMITED
Rep
Advising on securities
2015-12-16
2017-02-10
Rep
Dealing in securities
2015-12-16
2017-02-10