Cheng, Yi Yan 鄭怡欣 SFC Licences and HKMA Registrations (ID 25152425)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2025-11-12	-
	Rep	Dealing in securities	2025-11-12	-
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on futures contracts	2024-08-28	2025-10-18
	Rep	Advising on securities	2024-08-28	2025-10-18
	Rep	Asset management	2024-08-28	2025-10-18
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2024-08-28	2025-10-18
	Rep	Asset management	2024-08-28	2025-10-18
	Rep	Dealing in securities	2024-08-28	2025-10-18
SDIC SECURITIES ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2023-10-13	2024-08-04
	Rep	Asset management	2023-10-13	2024-08-04
SDIC SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2020-09-18	2023-03-17
	Rep	Dealing in securities	2020-09-18	2023-09-12

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.