Personnel Hong Kong SFC License Details (ID 2515284)

Personnel Hong Kong SFC License Details (ID 2515284)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BS SECURITIES LIMITED (HK)	RO	Dealing in securities	2020-01-03	-
	Rep	Dealing in securities	2019-11-04	2020-01-03
MANGO FINANCIAL LIMITED	Rep	Advising on corporate finance	2017-05-16	2019-10-11
	Rep	Advising on securities	2017-05-16	2019-10-11
	Rep	Asset management	2017-05-16	2019-10-11
	Rep	Dealing in securities	2017-05-16	2019-10-11
	Rep	Advising on corporate finance	2015-12-17	2016-11-28
	Rep	Advising on securities	2015-12-17	2016-11-28
	Rep	Asset management	2015-12-17	2016-11-28
	Rep	Dealing in securities	2015-12-17	2016-11-28