Personnel Hong Kong SFC License Details (ID 2515986)

Personnel Hong Kong SFC License Details (ID 2515986)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Soliton Securities Limited	RO	Advising on securities	2026-06-30	-
	RO	Dealing in securities	2026-06-30	-
Soliton Capital Management Limited	RO	Advising on securities	2024-10-30	-
	RO	Asset management	2024-10-30	-
	Rep	Advising on securities	2024-07-25	2024-10-30
	Rep	Asset management	2024-07-25	2024-10-30
ALLY BRIDGE GROUP (HK) LIMITED	RO	Asset management	2021-11-01	2024-01-31
	RO	Advising on securities	2020-10-09	2024-01-31
	RO	Dealing in securities	2020-10-09	2024-01-31
	Rep	Asset management	2015-12-18	2021-11-01