Personnel SFC Licences and HKMA Registrations (ID 25161557)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Schonfeld Strategic Advisors (Hong Kong) Limited	Rep	Asset management	2025-03-14	-
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2022-03-28	2024-01-29
	Rep	Dealing in securities	2022-03-28	2024-01-29
BlackRock Asset Management North Asia Limited	Rep	Dealing in futures contracts	2020-09-21	2022-02-18
	Rep	Dealing in securities	2020-09-21	2022-02-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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