Personnel SFC Licences and HKMA Registrations (ID 25161779)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Advising on securities	2021-08-11	-
China Renaissance Securities (Hong Kong) Limited	Rep	Advising on securities	2021-01-18	2021-07-21
China Securities (International) Corporate Finance Company Limited	Rep	Advising on corporate finance	2020-09-21	2020-12-17
	Rep	Dealing in securities	2020-09-21	2020-12-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.