Personnel Hong Kong SFC License Details (ID 2516615)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ORIENTAL PATRON ASIA LIMITED	Rep	Advising on corporate finance	2019-04-01	2023-03-31
	Rep	Dealing in securities	2019-04-01	2023-03-31
SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2017-03-27	2019-01-16
SHANXI SECURITIES INTERNATIONAL LIMITED	Rep	Dealing in securities	2017-03-27	2019-01-16
Oppenheimer Investments Asia Limited	Rep	Advising on corporate finance	2015-12-21	2016-12-31
	Rep	Dealing in securities	2015-12-21	2016-12-31