Personnel Hong Kong SFC License Details (ID 2516616)

Personnel Hong Kong SFC License Details (ID 2516616)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	Rep	Advising on corporate finance	2026-04-27	-
Mason Securities Limited	Rep	Advising on securities	2023-08-01	2025-09-05
	Rep	Asset management	2023-08-01	2025-09-05
Mason Global Capital Limited	RO	Advising on corporate finance	2021-06-10	2024-10-17
	Rep	Advising on corporate finance	2019-07-16	2021-06-10
Mason Securities Limited	Rep	Dealing in securities	2019-07-16	2025-09-05
TC Capital International Limited	Rep	Advising on corporate finance	2015-12-21	2019-06-30