Personnel SFC Licences and HKMA Registrations (ID 2517218)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morningstar Investment Management Asia Limited	RO	Advising on securities	2024-02-19	-
	Rep	Advising on securities	2019-11-07	2024-02-19
	Rep	Advising on securities	2015-12-22	2018-03-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.