Personnel Hong Kong SFC License Details (ID 2517219)

Personnel Hong Kong SFC License Details (ID 2517219)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2025-04-08	2026-07-13
	Rep	Dealing in securities	2025-04-08	2026-07-13
Deltroit (Hong Kong) Limited	RO	Advising on securities	2023-05-08	2024-08-15
	RO	Asset management	2023-05-08	2024-08-15
	RO	Dealing in securities	2023-05-08	2024-08-15
	Rep	Advising on securities	2021-09-13	2023-05-08
	Rep	Asset management	2021-09-13	2023-05-08
	Rep	Dealing in securities	2021-09-13	2023-05-08
LMR Partners Limited	Rep	Asset management	2019-08-13	2021-03-29
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on futures contracts	2015-12-22	2019-01-29
	Rep	Advising on securities	2015-12-22	2019-01-29
	Rep	Dealing in futures contracts	2015-12-22	2019-01-29
	Rep	Dealing in securities	2015-12-22	2019-01-29