Personnel Hong Kong SFC License Details (ID 2517789)

Personnel Hong Kong SFC License Details (ID 2517789)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMBC International Securities Limited	RO	Advising on securities	2018-09-10	2024-04-22
CMBC SECURITIES COMPANY LIMITED	RO	Advising on securities	2018-09-10	2025-06-06
	RO	Dealing in securities	2018-09-10	2025-06-06
CMBC International Securities Limited	RO	Dealing in securities	2017-08-17	2024-04-22
CMBC SECURITIES COMPANY LIMITED	Rep	Advising on securities	2017-07-24	2018-09-10
	Rep	Dealing in securities	2017-07-24	2018-09-10
CMBC International Securities Limited	Rep	Dealing in securities	2016-12-23	2017-08-17
	Rep	Advising on securities	2016-12-23	2018-09-10
Quam Securities Limited	Rep	Advising on securities	2015-12-23	2016-05-15
	Rep	Dealing in securities	2015-12-23	2016-05-15