Personnel Hong Kong SFC License Details (ID 2519061)

Personnel Hong Kong SFC License Details (ID 2519061)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CWB Hong Kong Limited	Rep	Asset management	2018-07-20	2019-04-12
oOo Securities (HK) Group Limited	Rep	Asset management	2018-01-02	2018-05-31
	Rep	Dealing in securities	2018-01-02	2018-05-31
PUREHEART CAPITAL ASIA LIMITED	Rep	Advising on securities	2016-11-21	2017-08-01
	Rep	Asset management	2016-11-21	2017-08-01
	Rep	Dealing in securities	2016-11-21	2017-08-01
ASSET MANAGEMENT GROUP LIMITED	Rep	Advising on securities	2015-12-28	2016-11-11
	Rep	Asset management	2015-12-28	2016-11-11
	Rep	Dealing in securities	2015-12-28	2016-11-11