Personnel SFC Licences and HKMA Registrations (ID 2519065)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GaoTeng Global Asset Management Limited	Rep	Advising on securities	2021-09-08	-
	Rep	Asset management	2021-09-08	-
Zhongrong International Capital Management Limited	Rep	Advising on securities	2020-10-22	2021-08-13
	Rep	Asset management	2020-10-22	2021-08-13
BOCHK Asset Management Limited	Rep	Advising on securities	2019-02-22	2020-08-09
	Rep	Dealing in securities	2019-02-22	2020-08-09
	Rep	Asset management	2018-12-31	2020-08-09
CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Asset management	2015-12-28	2018-09-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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