Personnel Hong Kong SFC License Details (ID 25196604)

Personnel Hong Kong SFC License Details (ID 25196604)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Forthright Capital Management Limited	RO	Advising on securities	2024-10-31	2026-07-22
	RO	Dealing in securities	2024-10-31	2026-07-22
	RO	Asset management	2024-05-16	2026-07-22
	Rep	Asset management	2023-08-29	2024-05-16
FORTHRIGHT SECURITIES COMPANY LIMITED	Rep	Advising on securities	2023-08-29	2026-07-22
	Rep	Dealing in securities	2023-08-29	2026-07-22
Taiping Securities (HK) Co Limited	Rep	Dealing in securities	2021-12-17	2023-07-21
ARK GROUP HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2020-09-28	2021-07-15
	Rep	Asset management	2020-09-28	2021-07-15
	Rep	Dealing in securities	2020-09-28	2021-07-15