Wang, Shen-Tzu 王慎孜

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Poseidon Capital Limited (HK)	RO	Advising on securities	2023-03-20	-
	RO	Asset management	2022-01-12	-
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2015-12-29	2018-10-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Poseidon Capital Limited (HK)	RO	Advising on securities	2023-03-20	-
	RO	Asset management	2022-01-12	-
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2015-12-29	2018-10-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.