Personnel SFC Licences and HKMA Registrations (ID 25202022)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BETA INTERNATIONAL SECURITIES LIMITED	Rep	Asset management	2025-09-24	-
	Rep	Advising on securities	2025-09-11	-
	Rep	Dealing in securities	2025-09-11	-
Going Securities Limited	Rep	Asset management	2024-12-19	2025-03-31
	RO	Advising on securities	2024-11-13	2025-05-24
	RO	Dealing in securities	2024-11-13	2025-05-24
	Rep	Dealing in securities	2024-09-25	2024-11-13
BETA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2024-04-16	2024-06-03
FTFT International Securities and Futures Limited	Rep	Dealing in securities	2020-09-29	2024-02-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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