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Personnel - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 2520293)
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Public Disciplinary Actions
Public Disciplinary Actions
CFI dismisses appeal by Lai Ka Yi against conviction and sentence for unlicensed activity
SFC
SFC, 15-May-2025
People
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First immediate jail sentence for convicted unlicensed activity with a compensation order
SFC
SFC, 30-Oct-2024
Ms Lai Ka Yi has been granted bail pending appeal against her conviction and 2-week sentence.
People
Topics
Pre-trial review on 23-May-2024 for unlicensed dealing prosecution of Ms Lai Ka Yi
SFC
SFC, 14-Mar-2024
People