Personnel SFC Licences and HKMA Registrations (ID 25208228)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	RO	Advising on securities	2026-10-12	-
	RO	Dealing in securities	2026-10-12	-
	Rep	Advising on futures contracts	2023-05-22	-
	Rep	Dealing in futures contracts	2023-05-22	-
	Rep	Advising on securities	2020-09-30	2026-10-12
	Rep	Dealing in securities	2020-09-30	2026-10-12

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.