Personnel Hong Kong SFC License Details (ID 25208370)

Personnel Hong Kong SFC License Details (ID 25208370)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	RO	Advising on futures contracts	2025-04-24	-
	RO	Dealing in futures contracts	2025-04-24	-
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	RO	Advising on securities	2025-04-24	-
	RO	Dealing in securities	2025-04-24	-
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2024-09-20	2025-04-24
	Rep	Dealing in futures contracts	2024-09-20	2025-04-24
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on securities	2024-09-20	2025-04-24
	Rep	Dealing in securities	2024-09-20	2025-04-24
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2021-11-24	2022-04-25
Macquarie Asia Securities Limited	Rep	Dealing in securities	2020-09-30	2022-05-30