Personnel SFC Licences and HKMA Registrations (ID 2520851)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN CAPITAL LIMITED	Rep	Advising on corporate finance	2025-04-15	-
DONGXING SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Dealing in securities	2021-05-17	2025-03-21
	Rep	Advising on corporate finance	2021-04-27	2025-03-21
RaffAello Capital Limited	Rep	Advising on corporate finance	2018-11-09	2021-04-16
Soochow Securities International Capital Limited	Rep	Advising on corporate finance	2018-08-20	2018-10-28
Minerva Holding Financial Securities Limited	Rep	Dealing in securities	2015-12-31	2018-08-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.