Personnel SFC Licences and HKMA Registrations (ID 2520854)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Asset Management (Hong Kong) Limited	Rep	Advising on securities	2021-11-05	-
	Rep	Asset management	2021-11-05	-
	Rep	Dealing in securities	2021-11-05	-
COFCO Futures (International) Co., Limited	Rep	Dealing in futures contracts	2019-01-23	2021-08-27
OKACHI (HONG KONG) COMPANY LIMITED	Rep	Dealing in futures contracts	2015-12-31	2017-08-21
OKACHI INVESTMENTS (HK) COMPANY LIMITED	Rep	Dealing in securities	2015-12-31	2016-06-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.