Personnel Hong Kong SFC License Details (ID 2521634)

Personnel Hong Kong SFC License Details (ID 2521634)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2021-03-03	2025-10-29
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2021-02-08	2025-10-29
DONGXING SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Dealing in securities	2018-03-27	2020-12-27
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2018-01-29	2018-03-19
Bright Fund Management Limited	Rep	Asset management	2017-11-07	2018-03-19
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2017-11-07	2018-03-19
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Asset management	2017-09-12	2018-03-19
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2016-11-03	2018-03-19
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2016-11-03	2018-03-19
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2016-02-16	2016-10-25
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2016-01-04	2016-10-25