Personnel Hong Kong SFC License Details (ID 2521660)

Personnel Hong Kong SFC License Details (ID 2521660)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Topleap Financial Capital Limited	RO	Advising on corporate finance	2025-03-04	-
	Rep	Advising on corporate finance	2025-02-10	2025-03-04
ADVENT CORPORATE FINANCE LIMITED (GBEN)	RO	Advising on corporate finance	2023-12-27	2025-01-15
	Rep	Advising on corporate finance	2023-10-27	2023-12-27
PELICAN FINANCIAL LIMITED	RO	Advising on corporate finance	2021-05-18	2023-05-17
	Rep	Advising on corporate finance	2019-02-25	2021-05-18
GIRAFFE CAPITAL LIMITED	Rep	Dealing in securities	2018-05-31	2018-10-22
	Rep	Advising on corporate finance	2017-03-10	2018-10-22
CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2016-01-04	2017-02-28